Introduction to Capital Markets’ Regulations Certificate

Introduction to Capital Markets’ Regulations Certificate
Event Date: June 03, 2021
Event Time: 17:00 - 18:30
Venue: Online Webinar
Location: Nur-Sultan, Kazakhstan

Dear Members and Partners,

We would like to invite you to join a certificate programme organized by the AIFC Academy of Law on topic ‘Introduction to Capital Markets’ Regulations’ moderated by Nathalie Gallant.

The certificate programme will focus on various aspects of capital markets from the regulatory perspective, highlighting general regulatory and supervision concepts, key IOSCO Principles, as well as key investor protection concepts.

We will focus on the international standards of capital markets regulations and will be happy to answer any questions you may have.

During the certificate programme we will be covering topics such as:

  • Overview of Capital Markets – A Regulatory Perspective
  • Key IOSCO Principles/ General Regulatory and Supervision Concepts
  • Key Investor Protection Concepts and Changing Landscape of Securities Regulation
  • Top 10 Most Important Brokerage Rules


  • Nathalie Gallant, Independent Consultant, Former Head of Capital Markets at AFSA
  • Colette Arcidiacono, President, Conformité 101
  • Evgeniya Bogdanova, Director, Regulation and Compliance at AIX

The certificate programme has been specially tailored for lawyers and business professionals in the areas of capital markets, compliance, pension, insurance and general management and administration.

Date: 3, 10, 17, 24 June 2021

Time: 5:00 p.m. – 6:30 p.m. (Nur-Sultan time)
Language of the webinar: English

Registration Fee: 40,000 KZT (95 USD/ 80 Euro)

Link to register for the certificate programme:

Founding Members

Air Astana JSC KPMG Tax and Advisory LLC Rio Tinto Mining and Exploration Limited